top of page
Adempi_white logo_transparent background

BESPOKE SESSIONS

Workshops for compliance teams & beyond

FACE TO FACE COURSES

Getting the whole team together can be a real advantage in training. We can do this in person or, should your team prefer, through an online classroom that allows for interaction and collaboration between attendees. 

We can offer a wide range of compliance-related topics, for individuals, teams, or your whole staff.  We often build bespoke content specific to a firm's needs.   

 

Let us know below what you're looking for.  You can contact us on training@adempi.co.uk

shutterstock_1100746544.jpg

EXAMPLE COURSES

We have a range of courses designed that can be delivered to and/ or bespoke to your firm.  Feel free to ask us for any of the below workshops, and of course we're always happy to create new content:

 

  • Being regulated - training for newly authorised firms

  • Compliance Officer training

  • Market abuse

  • Anti-fraud awareness

  • Complaints handling 

  • Wind-down planing

  • Conducting financial crime risk assessments

  • Conduct risk management

  • Product governance 

  • Marketing in financial services

  • PRIIPS & KIDs

  • Assessing appropriateness

  • Understanding fees & levies

  • SM&CR - Conduct Rules for staff

 

  • SM&CR for Senior Managers

 

  • Investment Firms Prudential Regime (IFPR)

 

  • Preparing your first ICARA

 

  • MiFID II for investment firms

 

  • AIFMD regulations

 

  • Peer-to-peer lending regulation

  • Compliance for the risk team

  • Compliance for Appointed Representatives

bottom of page