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Workshops for compliance teams & beyond


Getting the whole team together can be a real advantage in training.  During Covid-19 we will continue to offer workshops specific to your firm.  We do this through an online classroom that allows for interaction and collaboration between attendees. 

In addition, we can also provide bespoke online content that your team can access on demand.  


Let us know below what you're looking for using the form below or contact us:


We have a range of courses designed that can be delivered to and/ or bespoke to your firm.  Feel free to ask us for any of the below workshops, and of course we're always happy to create new content:


  • Being regulated - training for newly authorised firms


  • Conducting Financial Crime Risk Assessments

  • Market Abuse training

  • Anti-fraud awareness for staff

  • Conduct Risk Management

  • Product governance 

  • Complaints Handling 

  • Wind-down planing

  • SM&CR - Conduct Rules for staff

  • SM&CR for Senior Managers

  • SM&CR for Certification Staff

  • SM&CR for HR professionals

  • MiFID II for investment firms

  • MiFID II for investment platforms

  • Compliance for Appointed Representatives

  • Peer-to-peer lending regulation

Alternatively, if you would like us to deliver training within your firm

or to create a bespoke session, just drop us a line.

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