Adempi_white logo_transparent background

SUPPORT

Regulatory advice & Compliance support 

Ongoing partnerships with our clients are where we provide our most valuable support.

Working closely with a business over the long-term ensures that our advice goes beyond what the rule books says and our solutions really make sense for your business.

Our aim is to know you so well that we feel like an extension of your team that you can access whenever you need to.

Ongoing support clients can access all of our compliance and regulatory services.  Here are some examples of what our time is used for:

  • On tap advice for the compliance officer

  • Preparation of policies, procedures and monitoring plans

  • Compliance and financial crime training

  • Regulatory strategy around the launch of new services or other business changes

  • Board meeting and committee attendance

  • FCA notifications and applications

  • Regulatory change projects, such as SM&CR

ONGOING SUPPORT

PROJECT WORK

We undertake one-off projects for clients who need expertise at a particular point in time.  We have an array of precedents to work from, but we deliver our projects in a bespoke way, fitting the exact needs of your firm.

Below are some of the most asked about projects:

  

  • Compliance and financial crime training

  • Mock FCA visits and health checks

  • Risk assessment facilitation 

  • Board meeting and committee attendance

  • FCA authorisations and variations of permission

  • Changes in control and regulatory due diligence

  • Regulatory change projects, such as SM&CR

  • Secondments

  • Adempi on LinkedIn
  • Adempi on Twitter

© 2019 by Adempi Associates LLP