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TRAINING

Workshops for compliance teams & beyond

Compliance training can be dull, can’t it?  And dull so often means ineffective.  

 

Adempi’s face-to-face training breaks the cycle. Expect interactive. The team are not just going to talk at you.  Attendees participate and leave with a clear idea of how they use their new knowledge in practice.

We run courses for Compliance Officers, MLROs, Directors, HR professionals, marketing teams and more. No matter your background, the team can help you make sense of regulation means and do that in context for your firm.

Courses are packed with technical and practical knowledge and many are CISI accredited. So whether it’s a springboard in a new area or a bolster on a topic you are experienced in, Adempi are on hand to help.

 

Get in touch if you would like training just for your firm or to have a bespoke course created: training@adempi.co.uk  

 

Below you can find access to our rolling programme of open-access training courses.  
 

TRAINING SERVICES

UPCOMING DATES - OPEN ACCESS TRAINING

COMPLIANCE

101

This is our one-stop shop for Compliance Officers and other compliance professionals. We cover the technicalities and practicalities of the regulatory regime, how it impacts your firm given the activities you undertake and what the responsibilities of compliance within that framework are....

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ANTI-FINANCIAL CRIME

This half-day workshop is for Money Laundering Reporting Officers (MLROs) and compliance professionals. We explore all 5 areas of financial crime that the FCA asks firms to focus on, covering the practicalities of preventing financial crime from occurring...

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FINANCIAL PROMOTIONS

This half-day workshop, hosted by Adempi, is designed for anyone involved in the preparation or sign off of financial promotions, from long-form brochures to snappy social media posts. We typically have a mix of marketing, BD and compliance professionals...

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CLIENT

MONEY

Our client money workshop is aimed and financial teams and CASS oversight officer involved with handling and reconciling client money.  We review the client money rules, the robustness of controls, practicalities of reporting and returns and consider the regulators' expectations...

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OTHER COURSES

We have a range of courses designed and available in addition to the currently scheduled open access sessions.  Feel free to ask us for any of the below workshops, and of course we're always happy to create new content:

 

  • Being regulated - training for newly authorised firms

  • PRIIPS & KIDs

  • Conducting Financial Crime Risk Assessments

  • Market Abuse training

  • Anti-fraud awareness for staff

  • Conduct Risk Management

  • Product governance 

  • Complaints Handling 

  • Wind-down planing

  • SM&CR - Conduct Rules for staff

  • SM&CR for Senior Managers

  • SM&CR for Certification Staff

  • SM&CR for HR professionals

  • MiFID II for investment firms

  • MiFID II for investment platforms

  • Compliance for Appointed Representatives

  • Peer-to-peer lending regulation

Alternatively, if you would like us to deliver training within your firm

or to create a bespoke session, just drop us a line.