FCA AUTHORISATIONS
& APPLICATIONS
Get Authorised With Confidence
Whether it is for direct authorisation with the FCA, a Variation of Permissions, or a Change in Control, submitting an application to the FCA is a significant milestone. But the process is complex, and any misstep can delay your plans. Adempi provides expert support to help investment and VC firms secure the permissions they need.
Whether you’re starting up and need FCA Authorisation support, adding new permissions through a Variation of Permissions, or going through a Change in Control, we’ll guide you through the process with clarity and efficiency.
FCA
AUTHORISATION
WHAT
WE
HELP
WITH
We support firms across the full authorisation lifecycle—from preparing and submitting initial applications to managing variations of permission and change in control processes. We also advise on appointed representative arrangements and help firms transition into or out of regulatory hosting models.
Specifically, we can support financial services firms with the following FCA applications:
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FCA authorisations
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Variation of permissions
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Change in control processes
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Appointed representative arrangements
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Regulatory hosting transitions
Why Adempi?​
With decades of regulatory experience, we offer strategic input that ensures your permissions support your commercial ambitions. Our advice is fast, responsive, and always grounded in the practical realities of building and growing an FCA-regulated business.
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Book a Call with the Adempi Team
Get your authorisation done right, with less stress and more certainty.
FAQS
How long does authorisation usually take?
It varies by firm type, but we can help you avoid unnecessary delays.
Can you help with post-authorisation setup?
Yes. We often support firms post-authorisation to implement policies, procedures and controls as well as by providing ongoing support.
How to apply for FCA authorisation as an investment firm
​Start by defining your business model and determining the correct regulatory permissions. From there, you’ll need to prepare a detailed application including governance arrangements, financial forecasts, and compliance documentation. We can guide you through each stage.
How long does the FCA authorisation process take?
Timelines vary depending on the firm type and complexity of the application. For investment firms, it can take several months. Early preparation and clear documentation can help avoid unnecessary delays.
What are the key documents needed for FCA authorisation?
The FCA typically requires a regulatory business plan, compliance monitoring programme, financial projections, governance structure details, and policies covering areas such as AML, conduct risk, and complaints handling.
Can I change my permissions after authorisation?
Yes. If your business evolves, you can apply for a Variation of Permission. We help firms assess their needs and manage the process efficiently.
What is a Change in Control notification?
​This is a formal notification required when there’s a change in ownership or control of an authorised firm. It must be submitted to the FCA in advance and includes detailed information about the new controllers.