ADVISORY SERVICES
Ongoing Compliance Advice That Moves With You
The regulatory landscape doesn’t stand still. Neither should your compliance support. Adempi’s advisory services are designed to be flexible, responsive, and tailored to your firm's stage of growth.
We work with FCA-regulated investment firms and VCs across a range of areas, from day-to-day compliance queries to strategic projects. As your business evolves, we’re with you every step of the way.
REGULATORY LANDSCAPE
WHERE
WE
ADD
VALUE
Our advisory support spans a wide range of areas tailored to regulated investment and VC firms. We assist with reviewing and drafting compliance policies and procedures, providing guidance during FCA visits and interviews, and interpreting regulatory developments as they arise. We also support clients with SDR and ESG obligations, including greenwashing risk assessments, and offer CASS advice and oversight where required. In times of regulatory or structural change, we help manage transitions smoothly. We also conduct compliance due diligence on FCA-regulated acquisition targets as part of M&A processes.
Specifically, Adempi can support your firm by:
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Reviewing and drafting policies and procedures
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Supporting interactions with the FCA, including visits and interviews
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Interpreting new regulatory developments
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Reviewing SDR, ESG and greenwashing risks
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Providing CASS advice and oversight support
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Managing regulatory and business change
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Undertaking due diligence on FCA-regulated acquisition targets
What Sets Us Apart:
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We bring decades of hands-on compliance experience, delivering advice that is both clear and commercially grounded. Our support is never one-size-fits-all—we adapt to your business as it grows and evolves, ensuring you get the right help at the right time.
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Book a Call with the Adempi Team
Get a compliance partner who understands your business and speaks your language.
