MINI COMPLIANCE HEALTH CHECK

Our Mini Compliance Health Check gives you an independent snapshot of how well your firm meets FCA standards.

 

Our Mini Compliance Health Check is designed for firms that want to keep their compliance sharp without a full audit. In a concise, low-impact review, we benchmark your policies, controls, and governance against FCA expectations for Authorised Payment Institutions and EMIs.

​

You’ll receive a clear, prioritised report outlining:

​

• Key regulatory gaps and risks

• Quick-win remediation actions

• Best-practice insights from across the sector

​

Perfect for early-stage firms, fast-growing fintechs, established payment institutions, and regulated entities preparing for variation, expansion, or supervisory engagement.