OPEN ACCESS
Workshops for compliance teams & beyond
COURSE ACCESS DURING COVID-19
One of the benefits of our Open Access training is learning alongside other people holding similar roles in other firms. During Covid-19, we will continue to offer these workshops through an online classroom that allows for interaction and collaboration between attendees.
A 20% discount will be applied to any open access courses attended through our online portal. You can also register your interest for our next in-person sessions and as soon as the dates for those become clear, we will be in touch.
UPCOMING DATES - OPEN ACCESS TRAINING
OTHER COURSES
We have a range of courses designed and available in addition to the currently scheduled open access sessions. Feel free to ask us for any of the below workshops, and of course we're always happy to create new content:
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Being regulated - training for newly authorised firms
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PRIIPS & KIDs
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Conducting Financial Crime Risk Assessments
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Market Abuse training
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Anti-fraud awareness for staff
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Conduct Risk Management
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Product governance
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Complaints Handling
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Wind-down planing
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SM&CR - Conduct Rules for staff
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SM&CR for Senior Managers
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SM&CR for Certification Staff
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SM&CR for HR professionals
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MiFID II for investment firms
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MiFID II for investment platforms
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Compliance for Appointed Representatives
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Peer-to-peer lending regulation