Regulatory reporting during lockdown

Updated: Sep 18

The FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit return


However, the regulatory is still expecting firms to follow the Supervision guidance if they cannot submit a report on time.

They are quite clear that firms must advise them why the submission will be late before the return is due. They advise that they cannot consider any extension or additional support if there is any available unless firms do this.


For more detail on what returns are delayed, click here:

https://www.fca.org.uk/firms/regulatory-reporting/changes-regulatory-reporting-during-covid-19

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