Key Information Documents, KIDs, have been the source of much controversy. Now for the UK it seems that the tide is turning.

The FCA considers firms have had sufficient time to overcome the practical challenges that may have make responding to consumer complaint...

A portfolio strategy letter was sent to the CEOs of payment institutions (PIs) & e-money institutions (EMIs) highlighting 6 key action areas

The Treasury will be reviewing the process by which FCA authorised firms sign off financial promotions for third parties.

Environmental, social and governance (ESG) matters will become ever more important in the financial sector once the Disclosure Regulation

Firms will now have a deadline of 31 March 2021 by which to have undertaken all certifications for the first time.

The FCA has proposed new rules for listed companies that require climate related disclosures to be made.

the FCA has published the consultation extending the ban on speculative illiquid securities. This is so that the temporary intervention whi

The FCA is to survey 13,000 firms on the financial impact of Covid-19

more focus is being placed on an area that has needed looking at for some time: the difference between the CASS and the safeguarding rules

How ready is your wind down plan? You won't be alone if the need for such a plan sounds like a new development, but all of the regulator's

The FCA wants to bring in new rules as soon as possible to help to safeguard customers' funds that are held with payment and e-money institu

The FCA has for the first time published a Regulatory Initiatives Grid which sets out the pipeline of regulatory change. The idea is to ...

The FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit retur...

the scope of the client-dealing function goes wider than the CF30 function used to. If you looked at the initial definition, you would have