1 minWill the gap close? Safeguarding vs holding client moneymore focus is being placed on an area that has needed looking at for some time: the difference between the CASS and the safeguarding rules
2 minWind down planning is here to stayHow ready is your wind down plan? You won't be alone if the need for such a plan sounds like a new development, but all of the regulator's
1 minBolstering the Payment Services & E-money regimeThe FCA wants to bring in new rules as soon as possible to help to safeguard customers' funds that are held with payment and e-money institu
1 minRegulatory Initiatives GridThe FCA has for the first time published a Regulatory Initiatives Grid which sets out the pipeline of regulatory change. The idea is to aid firms in underst...
1 minRegulatory reporting during lockdownThe FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit return However, the regul...
1 minThe scope of the client-dealing function under SM&CRthe scope of the client-dealing function goes wider than the CF30 function used to. If you looked at the initial definition, you would have
