

RESOURCES
Events, opinions and information
Applying for S21 Approvals: a VC round table
Did you know that any firm wanting to approve financial promotions for third parties, such as investee companies, must apply to secure a...
Diving deeper into impact and ESG: a webinar for VC and PE managers
ESG, sustainability and impact investment can be seen across VC and PE managers’ marketing materials but once you’ve positioned your fund...
Webinar - Toxic Behaviour: the FCA view
Non-financial misconduct is arguably a harder area to navigate than other areas of misconduct but increasingly it attracts scrutiny from...
Financial promotions and unlisted investments webinar
Join us for a webinar on March 1st when we'll be reviewing the proposed changes to financial promotions for unlisted investment,...
SFDR for UK asset managers | webinar
An Adempi on-demand webinar exploring how the Sustainable Finance Disclosure Regulation, or SFDR, applies to asset managers in the UK.
P2P Investing Summit 2021
We're delighted to confirm that our co-founder Dena Chadderton will be appearing at the P2P Investing Summit next week, organised by Peer-to
New treatment for venture capital investments?
Venture capital investments may also be re-classified as speculative illiquid securities which would signal an end to retail investment.
Key changes arising from IFPR | webinar
In our webinar on 27 April 2021, Adempi will be exploring the key changes form the new Investment Firm Prudential Regime (IFPR), due to
Advising on business relief opportunities
Assessing business relief opportunities can be a complex business. Individuals often approach financial advisers to guide them on the...
Consumer Investments Market: a round table
Tuesday 9 November @ 10am Via Zoom Register here: https://us02web.zoom.us/meeting/register/tZ0oc-6urz0vEtcUb4OgFAyngItbgRQFzDFl If retail...
Vulnerable customer awareness | webinar
Join us for a webinar exploring the FCA's evolving expectations of firms when it comes to vulnerable clients. With an increased focus by th
Entrepreneurialism in the workplace
Fresh ideas, approaches and techniques help businesses to stay ahead of the game, but how do we bring more entrepreneurial thinking into our
Wind-down planning: when is the right time? | webinar
The best outcome for both shareholders and customers of a firm occurs when it manages a wind down in an orderly manner, but knowing how to i
CASS at a distance | webinar
In our latest webinar with the CISI, we focus on the challenges that have arisen with protecting client money and client assets (CASS) durin
Could conduct risk be amplified during lockdown?
We'll look at the ability of individuals to cause harm to its customers, the role of culture in managing this risk and the impact of the Sen
Communicating at a distance - what we've learned.
During our previous panel on maintaining corporate culture at a distance, attendees asked us to follow-up with tips on internal communicatio
Opportunities in Venture Capital
Supporting our businesses has never been more important but what does the landscape for venture capital look like at present?
Tax efficient investing & the FCA focus on alternatives
Following on from the Dear CEO letter to the alternatives sector, we'll be looking at what's next for the EIS, SEIS and VCTs in this webinar


















