

RESOURCES
Events, opinions and information
Addressing Consumer Debt Challenges: Regulatory Expectations and Best Practices
Rising living costs are placing unprecedented pressure on UK households. From soaring grocery bills to climbing energy prices, consumers are feeling the squeeze—and for many, this means struggling to keep up with existing credit commitments.Â
Operational resilience expectations apply to PSPs too – are you ready for the FCA test?
Think Operational Resilience is just for Banks? If you are a Payments Service Provider, think again! The FCA is turning its focus to PSPs, and they’re ready to test how well your resilience framework really works.
Beyond the Buzz: What the SM&CR Reforms Really Mean for Your Firm
SM&CR is to be restructured and refined. Easing the burden is the FCA's aim, but what will they mean for your firm? Get practical insights for your firm's compliance and HR strategy from the compliance consultants at Adempi.
How to get the best from your Compliance Monitoring Plan
Thoughts from our compliance monitoring team on challenges and best practice when it comes to undertaking compliance monitoring in FCA regulated firms.
Improved regime for AIFMs ahead?
The proposals for asset managers are a meaningful change to AIFMD but they may not be positive for all AIFMs. We recommend assessing the impact on your firm and responding to the Call For Input if you see unintended consequences.
Private Market Valuations In The Spotlight
The FCA has published the results of its Private Markets Valuation Review and there is a lot for affected firms to action.
Polluter pays: What the latest thinking means for firms
The FCA's new guidance states that ‘polluters’ need to meet, not avoid, the redress liabilities owed to consumers when things go wrong.
6 Key Changes To The FCA's Financial Crime Guide: Part 2
The updates made to the Financial Crime Guide reflect the latest thinking from the FCA. Here are 6 key changes that may impact your firm.
6 Key Changes To The FCA's Financial Crime Guide: Part 1
The updates made to the Financial Crime Guide reflect the latest thinking from the FCA. Here are 6 key changes that may impact your firm.
FCA announces continued heat on tackling financial crime
The FCA wants to target financial crime activities early to prevent the equivalent of the Great Fire of London. Here are our takeaways.
Senior Manager presence in the UK
The FCA has highlighted how important that senior managers have sufficient UK presence to deliver on their reponsibilities.
A letter to the Chancellor regarding High Net Worth Individual Investor rules
An open letter has been penned to the Chancellor criticising the changes to High Net Worth Individual Investor rules and criteria for...
The rise of the fin-fluencer – financial educators or risk promoters
It’s hardly surprising in the current digital age of social media apps such as Tik-Tok, YouTube Instagram and Twitter that the rise of...
Consumer Duty: what are the deadlines?
The 4 key Consumer Duty dates and key steps your firm can be taking at each point.
What ESG information can advisers expect of EIS, VCT and BR Managers?
With the increasing public awareness of environmental issues and climate change, investors now want tax-advantaged investments with an...
Good governance in the hybrid workplace
Adempi's guide on Governance for the Hybrid Workplace is the second of our three free guides for FCA-regulated firms returning to the office
Planning a partial return to the office?
Adempi’s guides raise the lid on what FCA regulated firms need to consider in managing a more dispersed workforce than ever before.
New treatment for venture capital investments?
Venture capital investments may also be re-classified as speculative illiquid securities which would signal an end to retail investment.
3 Lessons from the Treasury’s LCF statement
Three aspects of the LCF case struck a chord with Treasury and may be a useful reminder to regulated firms



















