Jun 1, 20231 min readConsultation Paper launched to improve protection for borrowers in financial difficultyOn 25th May 2023 the FCA published a Consultation Paper (CP23/13) setting out its plans to remove the current Tailored Support Guidance...
Oct 6, 20221 min readNew financial resilience return on the horizonIn early October the FCA announced a consultation paper (CP22/19) to replace the current Financial Resilience Survey (formerly “Covid-19...
Jul 6, 20211 min readGood governance in the hybrid workplaceAdempi's guide on Governance for the Hybrid Workplace is the second of our three free guides for FCA-regulated firms returning to the office
Jun 14, 20212 min readPlanning a partial return to the office?Adempi’s guides raise the lid on what FCA regulated firms need to consider in managing a more dispersed workforce than ever before.
Apr 1, 20212 min readCould your Wind Down Plan trigger a liquidity requirement?The FCA issued ‘Finalised Guidance 20/1 - Our framework: Assessing Adequate Financial Resources’ in June 2020 in a bid to ensure that...
Nov 5, 20201 min readForbearance in the face of a pandemicThe FCA continues to focus on the consumer credit market in light of the ongoing pandemic and the effect it is having on retail borrowers....
Oct 29, 20201 min readCovid-19 Impact SurveyIn June and August 2020, the FCA surveyed 22,500 firms in the first phase of it's Covid-19 Impact Survey. Those firms have been or will...
Aug 3, 20201 min readGrace period for complaints handling endsThe FCA considers firms have had sufficient time to overcome the practical challenges to responding to consumer complaints.
Jul 1, 20202 min readExtended period to implement SM&CRIt is now expected that firms will have a deadline of 31 March 2021 by which to have undertaken all certifications for the first time.
Jun 2, 20202 min readFirm survey on Financial ResilienceThe FCA is to survey 13,000 firms on the financial impact of Covid-19 including payment services, e-money, consumer credit, custodians, p2P platforms, advisers and wealth managers.
May 28, 20202 min readWind down planning is here to stayHow ready is your wind down plan? You won't be alone if the need for such a plan sounds like a new development, but all of the regulator's
May 25, 20202 min readWeathering the storm and mending the roofGillian Roche-Saunders talks to Sophie Myers about business resilience and managing risk in tempestuous times - an excerpt from the CISI Re
May 25, 20201 min readBolstering the Payment Services & E-money regimeThe FCA wants to bring in new rules as soon as possible to help to safeguard customers' funds that are held with payment and e-money institu
May 18, 20201 min readWind-down planning: when is the right time? | webinarThe best outcome for both shareholders and customers of a firm occurs when it manages a wind down in an orderly manner, but knowing how to i
May 12, 20201 min readCASS at a distance | webinarIn our latest webinar with the CISI, we focus on the challenges that have arisen with protecting client money and client assets (CASS) durin
May 7, 20201 min readRegulatory reporting during lockdownThe FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit...
May 1, 20201 min readCould conduct risk be amplified during lockdown?We'll look at the ability of individuals to cause harm to its customers, the role of culture in managing this risk and the impact of the Sen
May 1, 20201 min readCommunicating at a distance - what we've learned.During our previous panel on maintaining corporate culture at a distance, attendees asked us to follow-up with tips on internal communicatio
