Feb 3, 20222 minGuidance provided by FCA appointing heads of compliance and MLROsThe FCA has recently issued guidance for authorised and registered firms regarding the roles of heads of compliance and money laundering...
May 25, 20202 minWeathering the storm and mending the roofGillian Roche-Saunders talks to Sophie Myers about business resilience and managing risk in tempestuous times - an excerpt from the CISI Re