Aug 3, 20252 min readFCA sets faster authorisation targetsThe FCA plans to speed up the authorisation process for firms and individuals to help support UK growth whilst maintaining robust checks.
Jun 18, 20252 min readFCA set to launch private trading platform PISCESThe Financial Conduct Authority (FCA) has launched a new platform that enables the trading of private company shares. PISCES (Private...
Apr 24, 20253 min readHow to get the best from your Compliance Monitoring PlanThoughts from our compliance monitoring team on challenges and best practice when it comes to undertaking compliance monitoring in FCA regulated firms.
Oct 30, 20241 min readAdempi sponsors "Venture Capital Firm of the Year" AwardAdempi sponsors VC Firm of the Year Award
May 30, 20241 min readAdempi nominated at the 2024 EISA AwardsAdempi shortlisted at the 2024 EISA Awards
Oct 27, 20221 min readAdempi sponsors "VC Firm of the Year" AwardWe're delighted to announce that we are sponsoring the "VC Firm of the Year" Award at this year's Growth Investor Awards. This award...
Aug 2, 20221 min readConsumer Duty: broadening the scope of care for retail customersThe FCA issued the final rules on the new Consumer Duty on 27 July 2022 in PS22/9: A New Consumer Duty. In a press release issued by the...
May 24, 20221 min readWhat ESG information can advisers expect of EIS, VCT and BR Managers?With the increasing public awareness of environmental issues and climate change, investors now want tax-advantaged investments with an...
Oct 20, 20211 min readAdempi sponsors the 2021 Growth Investor AwardsAdempi returns as sponsor of the award for Most Impactful Investment at the Growth Investor Awards 2021
Jul 7, 20211 min readDiversity consultation from FCA and PRAMuch more needs to be done to create a truly diverse and inclusive financial services sector according to the UK regulators, FCA and PRA....
Jul 15, 20201 min readSustainability-related disclosures in financial services Environmental, social and governance (ESG) matters will become ever more important in the financial sector once the Disclosure Regulation
Jul 1, 20202 min readExtended period to implement SM&CRIt is now expected that firms will have a deadline of 31 March 2021 by which to have undertaken all certifications for the first time.
Jun 29, 20201 min readClimate disclosures for listed companiesThe FCA has proposed new rules for listed companies that require climate related disclosures to be made.
May 27, 20202 min readWind down planning is here to stayHow ready is your wind down plan? You won't be alone if the need for such a plan sounds like a new development, but all of the regulator's
May 25, 20202 min readWeathering the storm and mending the roofGillian Roche-Saunders talks to Sophie Myers about business resilience and managing risk in tempestuous times - an excerpt from the CISI Re
