Sep 16, 20242 min readStill more to do monitoring Appointed RepresentativesFCA publishes findings of recent review regarding enhanced Appointed Representative rules
Oct 3, 20232 min readImproving the Appointed Representative (AR) Regime with dataAdditional data collection by FCA strengthens its approach to the AR Regime
Dec 16, 20221 min readChanges to FCA Appointed Representative Regime take effectThe FCA recently consulted on changes to protect consumers and address harms across all the sectors where principals and ARs operate....
Aug 15, 20221 min readNew FCA rules to improve the Appointed Representatives regimeEarlier this month the FCA published Policy Statement PS22/11 setting out new rules aimed at improving the Appointed Representatives (AR)...
Dec 10, 20212 min readIs a tougher Appointed Representative Regime on its way?Earlier this month the FCA published its Consultation Paper (CP21/34) on improving the Appointed Representative (AR) regime....
Nov 16, 20212 min readScrutiny of the Appointed Representative Regime increasesThis month the Appointed Representative regime is under scrutiny with both the FCA and HMT exploring what changes might be needed. The...
