May 282 min readComplaints, Consumer Duty, and the FCA: the Key Takeaways for FirmsThe FCA highlights good and bad practice on Complaints, Consumer Duty, Root Cause Analysis and Governance.
Apr 32 min readVulnerable Customers: more work to doMore needs to be done to protect vulnerable customers according to the latest good and bad practice findings from the FCA's review following the introduction of the Consumer Duty.
Mar 273 min readFCA publishes its 5 year strategyWe explore some key changes that lie ahead following the publication of the FCA's 2025-2030 strategy.
Jan 223 min readPolluter pays: What the latest thinking means for firmsThe FCA's new guidance states that ‘polluters’ need to meet, not avoid, the redress liabilities owed to consumers when things go wrong.
Feb 22, 20242 min readConsumer Duty implementation findingsThe Consumer Duty update provides details where the FCA found both good and poor practices implementing the Consumer Duty.
Feb 1, 20232 min readFCA highlights areas of focus for firms implementing the Consumer DutyFollowing on from the new Consumer Duty rules and guidance published by the FCA in July 2022 there is now less than six months to go...