Apr 172 min readA boost for firms seeking authorisation or launching innovative products The FCA has announced a range of initiatives to help firms seeking authorisation or wanting to launch innovative products and services.
Apr 81 min readImproved regime for AIFMs ahead?The proposals for asset managers are a meaningful change to AIFMD but they may not be positive for all AIFMs. We recommend assessing the impact on your firm and responding to the Call For Input if you see unintended consequences.
Nov 15, 20241 min readFCA authorisations are moving more quicklyThe latest statistics, and our recent experiences, demonstrate that the FCA authorisation process is faster than it has been in years.
Jan 10, 20241 min readApplying for S21 Approvals: a VC round tableDid you know that any firm wanting to approve financial promotions for third parties, such as investee companies, must apply to secure a...
Nov 17, 20231 min readQ2 Authorisations operating service metrics are publishedFCA publishes authorisation operating service metrics for Q2 2023
