Sep 224 min readBeyond the Buzz: What the SM&CR Reforms Really Mean for Your FirmSM&CR is to be restructured and refined. Easing the burden is the FCA's aim, but what will they mean for your firm? Get practical insights for your firm's compliance and HR strategy from the compliance consultants at Adempi.
Jun 2, 20241 min readSenior Manager presence in the UKThe FCA has highlighted how important that senior managers have sufficient UK presence to deliver on their reponsibilities.
Oct 5, 20231 min readNew and improved Form A is launchedLast week the FCA launched a new version of Form A, one of the most common forms used for Senior Management Function and Controlled...
Nov 18, 20191 min readThe scope of the client-dealing function under SM&CRthe scope of the client-dealing function goes wider than the CF30 function used to. If you looked at the initial definition, you would have
