Jun 3, 20241 min readSenior Manager presence in the UKThe FCA has highlighted how important that senior managers have sufficient UK presence to deliver on their reponsibilities.
Oct 6, 20231 min readNew and improved Form A is launchedLast week the FCA launched a new version of Form A, one of the most common forms used for Senior Management Function and Controlled...
Nov 18, 20191 min readThe scope of the client-dealing function under SM&CRthe scope of the client-dealing function goes wider than the CF30 function used to. If you looked at the initial definition, you would have
