Jul 6, 20211 minGood governance in the hybrid workplaceAdempi's guide on Governance for the Hybrid Workplace is the second of our three free guides for FCA-regulated firms returning to the office
Apr 21, 20211 minHave you submitted your Directory Persons?The FCA has released a statement to highlight that 2,800 failed to submit Directory Persons' information by the deadline of 31 March and tha
Jul 1, 20202 minExtended period to implement SM&CRIt is now expected that firms will have a deadline of 31 March 2021 by which to have undertaken all certifications for the first time.
Nov 18, 20191 minThe scope of the client-dealing function under SM&CRthe scope of the client-dealing function goes wider than the CF30 function used to. If you looked at the initial definition, you would have