Review of rules extending SME access to the Financial Ombudsman Service
Review of Rules allowing SME access to the FOS published by the FCA
Events, opinions and information
Review of Rules allowing SME access to the FOS published by the FCA
Changes to the design of the FCA Form A
Last week the FCA launched a new version of Form A, one of the most common forms used for Senior Management Function and Controlled...
Additional data collection by FCA strengthens its approach to the AR Regime
In order to understand the affect the current financial climate is having on FCA solo-regulated firms the regulator is planning to send...
The FCA and Prudential Regulation Authority (PRA) have today jointly published proposals to introduce a new regulatory framework to...
Gateway for firms who approve financial promotions for unauthorised persons will soon come in to force
The FCA recently published a consultation on how its financial promotion requirements apply on social media. The purpose of this...
The FCA has delayed the SDR Policy Statement, buying firms another valuable few months until the anti-greenwashing rule goes live.
Following its Liquidity Management multi-firm review the FCA has found that firms need to increase their focus on liquidity risk, as...
New rules are announced by the FCA to allow retail and pensions access to Long Term Asset Funds
The FCA has recently announced the rules for making financial promotions of crypto assets to consumers in Policy Statement 23/6 Crypto...
There's just one month to go until the implementation of the Consumer Duty on 31st July 2023. Firms are reminded to be ready.
The FCA have recently announced that they are consulting on minor amendments to the ban on offering retail clients incentives to invest...
On 8th June the FCA announced that the financial promotions regime will apply to crypto assets from 8th October 2023. Rules were also...
On 25th May 2023 the FCA published a Consultation Paper (CP23/13) setting out its plans to remove the current Tailored Support Guidance...
Following a 5 week trial the two founders (Peter and Andrew Currie) of Collateral UK have been convicted of both fraud and money...
This week the FCA set out the actions it will take in order to improve the confidence of whistleblowers. This follows a qualitative...
The UK government has recently published further details on the new ‘failure to prevent fraud’ offence in which organisations will now be...
Last week the FCA published the speech by Jessica Rusu, their Chief Data, Information and Intelligence Officer, delivered to delegates...