Introducing criminal background checks for controllers
FCA proposes standard DBS checks to be run on all owners and controllers of financial institutions
top of page
RESOURCES
Events, opinions and information
Search
Consultation Paper launched to improve protection for borrowers in financial difficulty
On 25th May 2023 the FCA published a Consultation Paper (CP23/13) setting out its plans to remove the current Tailored Support Guidance...
FCA consultation on Section 21 Gateway ends 7th February 2023.
On 6th December 2022 the FCA published consultation (CP22/27) in which it set out its proposal to operate a new gateway for firms who...
FCA publishes further discussion paper for the UK PRIIP regime
In response to the growing trend towards online investments and the digital distribution of disclosure the FCA recently published a...
IFPR: The Final Consultation Paper CP21/26
The FCA released the 3rd and final IFPR Consultation Paper CP21/26 on Friday.
bottom of page