Following a 5 week trial the two founders (Peter and Andrew Currie) of Collateral UK have been convicted of both fraud and money...

Following on from the new Consumer Duty rules and guidance published by the FCA in July 2022 there is now less than six months to go...

Earlier this month the FCA published Policy Statement PS22/11 setting out new rules aimed at improving the Appointed Representatives (AR)...

The FCA has taken decisive action to prevent harm in the consumer investment market and earlier this month revealed in its Consumer...

Ian James Hudson, an unauthorised financial adviser, was this week found guilty of fraudulent trading by Judge Tomlinson at Southwark...