FCA offers firms 4 months' extension to implement sustainability naming rules
T he Financial Conduct Authority has granted firms a temporary extension to implement the ‘naming and marketing’ sustainability rules as...
Events, opinions and information
T he Financial Conduct Authority has granted firms a temporary extension to implement the ‘naming and marketing’ sustainability rules as...
FCA publishes findings of recent review regarding enhanced Appointed Representative rules
FCA makes further changes to the new listings rules
FCA proposes standard DBS checks to be run on all owners and controllers of financial institutions
As the 31st July deadline looms for closed products implementation and for board sign off on the annual board report, the FCA is publishing
The FCA has highlighted how important that senior managers have sufficient UK presence to deliver on their reponsibilities.
Changes to the FCA firm notification form will improve the process and enable the regulator to act sooner
On March 26th 2024 the FCA published its finalised guidance (FG24/1) regarding financial promotions on social media. This new guidance...
The Consumer Duty update provides details where the FCA found both good and poor practices implementing the Consumer Duty.
FCA publishes authorisation operating service metrics for Q2 2023
Review of Rules allowing SME access to the FOS published by the FCA
Changes to the design of the FCA Form A
Last week the FCA launched a new version of Form A, one of the most common forms used for Senior Management Function and Controlled...
Additional data collection by FCA strengthens its approach to the AR Regime
In order to understand the affect the current financial climate is having on FCA solo-regulated firms the regulator is planning to send...
The FCA and Prudential Regulation Authority (PRA) have today jointly published proposals to introduce a new regulatory framework to...
Gateway for firms who approve financial promotions for unauthorised persons will soon come in to force
The FCA recently published a consultation on how its financial promotion requirements apply on social media. The purpose of this...
Following its Liquidity Management multi-firm review the FCA has found that firms need to increase their focus on liquidity risk, as...
There's just one month to go until the implementation of the Consumer Duty on 31st July 2023. Firms are reminded to be ready.
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