The FCA plans to speed up the authorisation process for firms and individuals to help support UK growth whilst maintaining robust checks.

The Financial Conduct Authority (FCA) has launched a new platform that enables the trading of private company shares. PISCES (Private...

New rules to regulate buy-now-pay-later products announced by the Treasury

The new CCR009 return for Consumer Credit firms, asks tailored questions, reflecting firms' specific business models.

With the proposed change to the definition of regulatory capital for MIFIDPRU, the requirements should be easier to understand and apply

Thoughts from our compliance monitoring team on challenges and best practice when it comes to undertaking compliance monitoring in FCA regulated firms.

The FCA has announced a range of initiatives to help firms seeking authorisation or wanting to launch innovative products and services.

The proposals for asset managers are a meaningful change to AIFMD but they may not be positive for all AIFMs. We recommend assessing the impact on your firm and responding to the Call For Input if you see unintended consequences.

We explore some key changes that lie ahead following the publication of the FCA's 2025-2030 strategy.

The FCA's new guidance states that ‘polluters’ need to meet, not avoid, the redress liabilities owed to consumers when things go wrong.

The updates made to the Financial Crime Guide reflect the latest thinking from the FCA.  Here are 6 key changes that may impact your firm.

The updates made to the Financial Crime Guide reflect the latest thinking from the FCA.  Here are 6 key changes that may impact your firm.

The latest statistics, and our recent experiences, demonstrate that the FCA authorisation process is faster than it has been in years.

On 30 September 2024, the Financial Conduct Authority (FCA) published an updated version of its statement on forbearance in relation to...

The FCA has recently published a consultation paper (CP24/20) regarding proposed changes to the safeguarding rules for payments firms and e-money firms.

The Financial Conduct Authority (FCA) plays a key role in preventing fraud. In a recent speech they revealed their thoughts on that role.

T he Financial Conduct Authority has granted firms a temporary extension to implement the ‘naming and marketing’ sustainability rules as...

FCA publishes findings of recent review regarding enhanced Appointed Representative rules

FCA makes further changes to the new listings rules

FCA proposes standard DBS checks to be run on all owners and controllers of financial institutions