FCA publishes final guidance on social media financial promotions
On March 26th 2024 the FCA published its finalised guidance (FG24/1) regarding financial promotions on social media. This new guidance...
Events, opinions and information
On March 26th 2024 the FCA published its finalised guidance (FG24/1) regarding financial promotions on social media. This new guidance...
The Consumer Duty update provides details where the FCA found both good and poor practices implementing the Consumer Duty.
FCA publishes authorisation operating service metrics for Q2 2023
Review of Rules allowing SME access to the FOS published by the FCA
Changes to the design of the FCA Form A
Last week the FCA launched a new version of Form A, one of the most common forms used for Senior Management Function and Controlled...
Additional data collection by FCA strengthens its approach to the AR Regime
In order to understand the affect the current financial climate is having on FCA solo-regulated firms the regulator is planning to send...
The FCA and Prudential Regulation Authority (PRA) have today jointly published proposals to introduce a new regulatory framework to...
Gateway for firms who approve financial promotions for unauthorised persons will soon come in to force
The FCA recently published a consultation on how its financial promotion requirements apply on social media. The purpose of this...
Following its Liquidity Management multi-firm review the FCA has found that firms need to increase their focus on liquidity risk, as...
There's just one month to go until the implementation of the Consumer Duty on 31st July 2023. Firms are reminded to be ready.
The FCA have recently announced that they are consulting on minor amendments to the ban on offering retail clients incentives to invest...
On 8th June the FCA announced that the financial promotions regime will apply to crypto assets from 8th October 2023. Rules were also...
On 25th May 2023 the FCA published a Consultation Paper (CP23/13) setting out its plans to remove the current Tailored Support Guidance...
It’s hardly surprising in the current digital age of social media apps such as Tik-Tok, YouTube Instagram and Twitter that the rise of...
Following a 5 week trial the two founders (Peter and Andrew Currie) of Collateral UK have been convicted of both fraud and money...
This week the FCA set out the actions it will take in order to improve the confidence of whistleblowers. This follows a qualitative...
Last week the FCA published the speech by Jessica Rusu, their Chief Data, Information and Intelligence Officer, delivered to delegates...