Feb 1, 20242 min readA letter to the Chancellor regarding High Net Worth Individual Investor rulesAn open letter has been penned to the Chancellor criticising the changes to High Net Worth Individual Investor rules and criteria for...
Jul 3, 20232 min readRetail and pensions access to Long Term Asset Funds is widenedNew rules are announced by the FCA to allow retail and pensions access to Long Term Asset Funds
Jul 1, 20231 min readCrypto assets marketing regime is confirmedThe FCA has recently announced the rules for making financial promotions of crypto assets to consumers in Policy Statement 23/6 Crypto...
Jun 12, 20231 min readAmending the ban on incentives for high risk investmentsThe FCA have recently announced that they are consulting on minor amendments to the ban on offering retail clients incentives to invest...
Sep 12, 20223 min readConsumer Duty: what are the deadlines?The 4 key Consumer Duty dates and key steps your firm can be taking at each point.
Aug 2, 20222 min readFinal position on High Risk Investments from FCA The FCA has released its policy statement on High-Risk Investments (PS22/10) which the FCA has framed in its press release as a 'clamp down
Apr 29, 20212 min readAddressing the harm from 'high risk investments'DP21/1 sets out proposals that seek to make it harder for retail investors to invest in 'high risk investments'.
