

RESOURCES
Events, opinions and information
Improved regime for AIFMs ahead?
The proposals for asset managers are a meaningful change to AIFMD but they may not be positive for all AIFMs. We recommend assessing the impact on your firm and responding to the Call For Input if you see unintended consequences.
Private Market Valuations In The Spotlight
The FCA has published the results of its Private Markets Valuation Review and there is a lot for affected firms to action.
FCA announces continued heat on tackling financial crime
The FCA wants to target financial crime activities early to prevent the equivalent of the Great Fire of London. Here are our takeaways.
Good governance in the hybrid workplace
Adempi's guide on Governance for the Hybrid Workplace is the second of our three free guides for FCA-regulated firms returning to the office
Planning a partial return to the office?
Adempi’s guides raise the lid on what FCA regulated firms need to consider in managing a more dispersed workforce than ever before.
New treatment for venture capital investments?
Venture capital investments may also be re-classified as speculative illiquid securities which would signal an end to retail investment.
Could your Wind Down Plan trigger a liquidity requirement?
The FCA issued ‘Finalised Guidance 20/1 - Our framework: Assessing Adequate Financial Resources’ in June 2020 in a bid to ensure that...
Advising on business relief opportunities
Assessing business relief opportunities can be a complex business. Individuals often approach financial advisers to guide them on the...
Confirmation of the ban on the marketing of speculative illiquid securities
It will be no great surprise that the FCA has confirmed that the existing temporary ban on speculative illiquid securities will be made...
Will the gap close? Safeguarding vs holding client money
more focus is being placed on an area that has needed looking at for some time: the difference between the CASS and the safeguarding rules
Wind down planning is here to stay
How ready is your wind down plan? You won't be alone if the need for such a plan sounds like a new development, but all of the regulator's
Weathering the storm and mending the roof
Gillian Roche-Saunders talks to Sophie Myers about business resilience and managing risk in tempestuous times - an excerpt from the CISI Re












