Non-financial misconduct is arguably a harder area to navigate than other areas of misconduct but increasingly it attracts scrutiny from an FCA regulatory perspective.
Join us in the first of Adempi’s “In conversation with…” series on 22nd March when Dena speaks to Sarah Wallace, Partner at Constantine Law about toxic behaviour.
They’ll be exploring how ‘toxic’ behaviours quickly becomes ‘career limiting’ in financial services, and what reasonable steps senior managers and compliance officers can take to protect their firm, people and company culture.
Sarah is a leading corporate crime, professional discipline and financial services investigations lawyer with over 20 years’ experience. She advises firms and their senior executives on regulatory compliance and internal, conduct, criminal or regulatory investigations.
Date: 22nd March 2022
Time: 10.30am
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