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Adempi sponsors Growth Investor Awards 2020
Adempi returns as a sponsor of the 2020 Growth Investor Awards and will be sponsoring the award for Most Impactful Investment.
Aug 19, 20201 min read


The KIDS (still) aren’t alright
Key Information Documents, KIDs, have been the source of much controversy. Now for the UK it seems that the tide is turning.
Aug 4, 20202 min read


Grace period for complaints handling ends
The FCA considers firms have had sufficient time to overcome the practical challenges to responding to consumer complaints.
Aug 3, 20201 min read


6 targeted actions for CEOs of payments and e-money institutions
A portfolio strategy letter was sent to the CEOs of payment institutions (PIs) & e-money institutions (EMIs) highlighting 6 key action areas
Jul 23, 20201 min read


Will approving non-group company promotions to be a thing of the past?
The Treasury will be reviewing the process by which FCA authorised firms sign off financial promotions for third parties.
Jul 22, 20202 min read


Sustainability-related disclosures in financial services
Environmental, social and governance (ESG) matters will become ever more important in the financial sector once the Disclosure Regulation
Jul 15, 20201 min read


Extended period to implement SM&CR
It is now expected that firms will have a deadline of 31 March 2021 by which to have undertaken all certifications for the first time.
Jul 1, 20202 min read


Climate disclosures for listed companies
The FCA has proposed new rules for listed companies that require climate related disclosures to be made.
Jun 29, 20201 min read


Here To Stay? Speculative Illiquid Security rules to be made permanent
the FCA has published the consultation extending the ban on speculative illiquid securities. This is so that the temporary intervention whi
Jun 18, 20203 min read


Firm survey on Financial Resilience
The FCA is to survey 13,000 firms on the financial impact of Covid-19 including payment services, e-money, consumer credit, custodians, p2P platforms, advisers and wealth managers.
Jun 2, 20202 min read


Will the gap close? Safeguarding vs holding client money
more focus is being placed on an area that has needed looking at for some time: the difference between the CASS and the safeguarding rules
May 29, 20201 min read


Wind down planning is here to stay
How ready is your wind down plan? You won't be alone if the need for such a plan sounds like a new development, but all of the regulator's
May 27, 20202 min read
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