the FCA has published the consultation extending the ban on speculative illiquid securities. This is so that the temporary intervention whi

The FCA is to survey 13,000 firms on the financial impact of Covid-19 including payment services, e-money, consumer credit, custodians, p2P platforms, advisers and wealth managers.

more focus is being placed on an area that has needed looking at for some time: the difference between the CASS and the safeguarding rules

How ready is your wind down plan? You won't be alone if the need for such a plan sounds like a new development, but all of the regulator's

Fresh ideas, approaches and techniques help businesses to stay ahead of the game, but how do we bring more entrepreneurial thinking into our

Gillian Roche-Saunders talks to Sophie Myers about business resilience and managing risk in tempestuous times - an excerpt from the CISI Re

The FCA wants to bring in new rules as soon as possible to help to safeguard customers' funds that are held with payment and e-money institu

The best outcome for both shareholders and customers of a firm occurs when it manages a wind down in an orderly manner, but knowing how to i

In our latest webinar with the CISI, we focus on the challenges that have arisen with protecting client money and client assets (CASS) durin

The FCA has for the first time published a Regulatory Initiatives Grid which sets out the pipeline of regulatory change. The idea is to...

The FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit...

We'll look at the ability of individuals to cause harm to its customers, the role of culture in managing this risk and the impact of the Sen