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Will approving non-group company promotions to be a thing of the past?
The Treasury will be reviewing the process by which FCA authorised firms sign off financial promotions for third parties.
Jul 22, 20202 min read


Sustainability-related disclosures in financial services
Environmental, social and governance (ESG) matters will become ever more important in the financial sector once the Disclosure Regulation
Jul 15, 20201 min read


Extended period to implement SM&CR
It is now expected that firms will have a deadline of 31 March 2021 by which to have undertaken all certifications for the first time.
Jul 1, 20202 min read


Climate disclosures for listed companies
The FCA has proposed new rules for listed companies that require climate related disclosures to be made.
Jun 29, 20201 min read


Here To Stay? Speculative Illiquid Security rules to be made permanent
the FCA has published the consultation extending the ban on speculative illiquid securities. This is so that the temporary intervention whi
Jun 18, 20203 min read


Firm survey on Financial Resilience
The FCA is to survey 13,000 firms on the financial impact of Covid-19 including payment services, e-money, consumer credit, custodians, p2P platforms, advisers and wealth managers.
Jun 2, 20202 min read


Will the gap close? Safeguarding vs holding client money
more focus is being placed on an area that has needed looking at for some time: the difference between the CASS and the safeguarding rules
May 29, 20201 min read


Wind down planning is here to stay
How ready is your wind down plan? You won't be alone if the need for such a plan sounds like a new development, but all of the regulator's
May 27, 20202 min read


Entrepreneurialism in the workplace
Fresh ideas, approaches and techniques help businesses to stay ahead of the game, but how do we bring more entrepreneurial thinking into our
May 27, 20201 min read


Weathering the storm and mending the roof
Gillian Roche-Saunders talks to Sophie Myers about business resilience and managing risk in tempestuous times - an excerpt from the CISI Re
May 25, 20202 min read


Bolstering the Payment Services & E-money regime
The FCA wants to bring in new rules as soon as possible to help to safeguard customers' funds that are held with payment and e-money institu
May 24, 20201 min read


Wind-down planning: when is the right time? | webinar
The best outcome for both shareholders and customers of a firm occurs when it manages a wind down in an orderly manner, but knowing how to i
May 18, 20201 min read
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