The FCA wants to bring in new rules as soon as possible to help to safeguard customers' funds that are held with payment and e-money institu

The best outcome for both shareholders and customers of a firm occurs when it manages a wind down in an orderly manner, but knowing how to i

In our latest webinar with the CISI, we focus on the challenges that have arisen with protecting client money and client assets (CASS) durin

The FCA has for the first time published a Regulatory Initiatives Grid which sets out the pipeline of regulatory change. The idea is to...

The FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit...

We'll look at the ability of individuals to cause harm to its customers, the role of culture in managing this risk and the impact of the Sen

During our previous panel on maintaining corporate culture at a distance, attendees asked us to follow-up with tips on internal communicatio

Supporting our businesses has never been more important but what does the landscape for venture capital look like at present?

Following on from the Dear CEO letter to the alternatives sector, we'll be looking at what's next for the EIS, SEIS and VCTs in this webinar

the scope of the client-dealing function goes wider than the CF30 function used to. If you looked at the initial definition, you would have