CASS at a distance | webinar
In our latest webinar with the CISI, we focus on the challenges that have arisen with protecting client money and client assets (CASS) durin
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May 10, 20201 min read
Regulatory Initiatives Grid
The FCA has for the first time published a Regulatory Initiatives Grid which sets out the pipeline of regulatory change. The idea is to...
May 6, 20201 min read
Regulatory reporting during lockdown
The FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit...
May 1, 20201 min read
Could conduct risk be amplified during lockdown?
We'll look at the ability of individuals to cause harm to its customers, the role of culture in managing this risk and the impact of the Sen
May 1, 20201 min read
Communicating at a distance - what we've learned.
During our previous panel on maintaining corporate culture at a distance, attendees asked us to follow-up with tips on internal communicatio
Apr 5, 20201 min read
Opportunities in Venture Capital
Supporting our businesses has never been more important but what does the landscape for venture capital look like at present?
Feb 26, 20201 min read
Tax efficient investing & the FCA focus on alternatives
Following on from the Dear CEO letter to the alternatives sector, we'll be looking at what's next for the EIS, SEIS and VCTs in this webinar
Nov 18, 20191 min read
The scope of the client-dealing function under SM&CR
the scope of the client-dealing function goes wider than the CF30 function used to. If you looked at the initial definition, you would have
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