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May 27, 20201 min read
Entrepreneurialism in the workplace
Fresh ideas, approaches and techniques help businesses to stay ahead of the game, but how do we bring more entrepreneurial thinking into our


May 25, 20202 min read
Weathering the storm and mending the roof
Gillian Roche-Saunders talks to Sophie Myers about business resilience and managing risk in tempestuous times - an excerpt from the CISI Re


May 24, 20201 min read
Bolstering the Payment Services & E-money regime
The FCA wants to bring in new rules as soon as possible to help to safeguard customers' funds that are held with payment and e-money institu


May 18, 20201 min read
Wind-down planning: when is the right time? | webinar
The best outcome for both shareholders and customers of a firm occurs when it manages a wind down in an orderly manner, but knowing how to i


May 11, 20201 min read
CASS at a distance | webinar
In our latest webinar with the CISI, we focus on the challenges that have arisen with protecting client money and client assets (CASS) durin

May 10, 20201 min read
Regulatory Initiatives Grid
The FCA has for the first time published a Regulatory Initiatives Grid which sets out the pipeline of regulatory change. The idea is to...


May 6, 20201 min read
Regulatory reporting during lockdown
The FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit...


May 1, 20201 min read
Could conduct risk be amplified during lockdown?
We'll look at the ability of individuals to cause harm to its customers, the role of culture in managing this risk and the impact of the Sen


May 1, 20201 min read
Communicating at a distance - what we've learned.
During our previous panel on maintaining corporate culture at a distance, attendees asked us to follow-up with tips on internal communicatio


Apr 5, 20201 min read
Opportunities in Venture Capital
Supporting our businesses has never been more important but what does the landscape for venture capital look like at present?


Feb 26, 20201 min read
Tax efficient investing & the FCA focus on alternatives
Following on from the Dear CEO letter to the alternatives sector, we'll be looking at what's next for the EIS, SEIS and VCTs in this webinar


Nov 18, 20191 min read
The scope of the client-dealing function under SM&CR
the scope of the client-dealing function goes wider than the CF30 function used to. If you looked at the initial definition, you would have
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