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SFDR compliance for UK managers
UK-based managers of funds and portfolio services may need to include ESG disclosures in their product literature from 10 March 2021 if...
Feb 22, 20212 min read


Advising on business relief opportunities
Assessing business relief opportunities can be a complex business. Individuals often approach financial advisers to guide them on the...
Jan 28, 20211 min read


'Use it or lose it': the permissions review
n January this year the FCA warned firms of their “use it or lose it” policy. This reminded firms that the FCA could cancel the...
Jan 22, 20212 min read


Consultation Paper: New Prudential Regime for Investment Firms
The much-awaited consultation paper on the new UK Investment Firm Prudential Regime (IFPR), was released in December. Full details can be fo
Jan 7, 20211 min read


Confirmation of the ban on the marketing of speculative illiquid securities
It will be no great surprise that the FCA has confirmed that the existing temporary ban on speculative illiquid securities will be made...
Dec 16, 20202 min read


Prudential regime change delayed
Investment firms will be delighted to hear that the timeframe for the prudential rule change has been delayed with HM Treasury now...
Nov 23, 20201 min read


Forbearance in the face of a pandemic
The FCA continues to focus on the consumer credit market in light of the ongoing pandemic and the effect it is having on retail borrowers....
Nov 5, 20201 min read


Consumer Investments Market: a round table
Tuesday 9 November @ 10am Via Zoom Register here: https://us02web.zoom.us/meeting/register/tZ0oc-6urz0vEtcUb4OgFAyngItbgRQFzDFl If retail...
Nov 2, 20201 min read


Covid-19 Impact Survey
In June and August 2020, the FCA surveyed 22,500 firms in the first phase of it's Covid-19 Impact Survey. Those firms have been or will...
Oct 29, 20201 min read


Adempi wins Best Regulatory or Legal Adviser
We are absolutely delighted to have been selected as this year's winners of the Best Regulatory or Legal Adviser to the EIS and SEIS...
Oct 28, 20201 min read


Vulnerable customer awareness | webinar
Join us for a webinar exploring the FCA's evolving expectations of firms when it comes to vulnerable clients. With an increased focus by th
Oct 13, 20201 min read


Adempi makes the 2020 P2P Power 50
Each year Peer2Peer Finance News pulls together the list of individuals that have had helped to shape the peer-to-peer lending (P2P)...
Oct 4, 20201 min read
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