Tuesday 9 November @ 10am Via Zoom Register here: https://us02web.zoom.us/meeting/register/tZ0oc-6urz0vEtcUb4OgFAyngItbgRQFzDFl If retail...

In June and August 2020, the FCA surveyed 22,500 firms in the first phase of it's Covid-19 Impact Survey. Those firms have been or will...

We are absolutely delighted to have been selected as this year's winners of the Best Regulatory or Legal Adviser to the EIS and SEIS...

Join us for a webinar exploring the FCA's evolving expectations of firms when it comes to vulnerable clients. With an increased focus by th

Each year Peer2Peer Finance News pulls together the list of individuals that have had helped to shape the peer-to-peer lending (P2P)...

With the transition period coming to a close and no certainty of any form of agreement, both the FCA and firms have had their work cut...

The transition of firms from Gabriel to RegData begins in October 2020. Firms will be moved in tranches to the new regulatory reporting syst

If retail investors are important to your business model you may want to answer the FCA’s Call For Input on the Consumer Investments

The FCA's view on which customers could be vulnerble may come as a surprise to firms. Here are the 4 Vulnerability Factors to consider

Adempi returns as a sponsor of the 2020 Growth Investor Awards and will be sponsoring the award for Most Impactful Investment.

Key Information Documents, KIDs, have been the source of much controversy. Now for the UK it seems that the tide is turning.

The FCA considers firms have had sufficient time to overcome the practical challenges to responding to consumer complaints.