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FCA to move faster to remove unused financial services firm permissions
This January the FCA reminded financial services firms of their obligation to review regulatory permissions and ensure they are up to...
Sep 14, 20211 min read


FCA reminds firms of potential financial crime risks linked to Afghanistan
With increasing volatility in Afghanistan as UK and US troops withdraw, the FCA have issued a statement reminding firms that they should...
Sep 5, 20211 min read


Google makes verification changes to tackle online financial scams
Financial services marketers and advertisers in the UK now need to be verified by Google in order to advertise online. The Google Ads...
Sep 2, 20211 min read


IFPR: The Final Consultation Paper CP21/26
The FCA released the 3rd and final IFPR Consultation Paper CP21/26 on Friday.
Aug 9, 20211 min read


FCA publish Decision Notice against Markou for lack of oversight
On 28 July 2021, the FCA published their Decision Notice against Markos Markou, the director and Chief Executive of morgage broker firm...
Aug 8, 20211 min read


Unauthorised financial adviser sentenced to 4 years in prison for fraudulent trading
Ian James Hudson, an unauthorised financial adviser, was this week found guilty of fraudulent trading by Judge Tomlinson at Southwark...
Jul 29, 20211 min read


PS21/9: Key feedback for implementation of the IFPR
The FCA has released the second Policy Statement PS21/9 on the implementation of the new IFPR regime.
Jul 27, 20211 min read


FCA proposes changes to the PRIIPs regulations post Brexit
The FCA has recently published proposals to change Packaged Retail and Insurance-based Investment Products (PRIIPs) regulations. These...
Jul 26, 20211 min read


FCA publishes 2021/2022 Business Plan
The FCA has now published its latest Business Plan for 2021/2022, setting out the main objectives and priorities for the year ahead....
Jul 21, 20211 min read


Shortlisted for a Venture Capital award
We simply love working with venture capital firms. So, it's a delight to be shortlisted for Best EIS Legal or Regulatory Adviser
Jul 14, 20211 min read


SFDR for UK asset managers | webinar
An Adempi on-demand webinar exploring how the Sustainable Finance Disclosure Regulation, or SFDR, applies to asset managers in the UK.
Jul 12, 20211 min read


P2P Investing Summit 2021
We're delighted to confirm that our co-founder Dena Chadderton will be appearing at the P2P Investing Summit next week, organised by Peer-to
Jul 8, 20211 min read
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