The much-awaited consultation paper on the new UK Investment Firm Prudential Regime (IFPR), was released in December. Full details can be fo

It will be no great surprise that the FCA has confirmed that the existing temporary ban on speculative illiquid securities will be made...

Investment firms will be delighted to hear that the timeframe for the prudential rule change has been delayed with HM Treasury now...

The FCA continues to focus on the consumer credit market in light of the ongoing pandemic and the effect it is having on retail borrowers....

Tuesday 9 November @ 10am Via Zoom Register here: https://us02web.zoom.us/meeting/register/tZ0oc-6urz0vEtcUb4OgFAyngItbgRQFzDFl If retail...

In June and August 2020, the FCA surveyed 22,500 firms in the first phase of it's Covid-19 Impact Survey. Those firms have been or will...

We are absolutely delighted to have been selected as this year's winners of the Best Regulatory or Legal Adviser to the EIS and SEIS...

Join us for a webinar exploring the FCA's evolving expectations of firms when it comes to vulnerable clients. With an increased focus by th

Each year Peer2Peer Finance News pulls together the list of individuals that have had helped to shape the peer-to-peer lending (P2P)...

With the transition period coming to a close and no certainty of any form of agreement, both the FCA and firms have had their work cut...

The transition of firms from Gabriel to RegData begins in October 2020. Firms will be moved in tranches to the new regulatory reporting syst

If retail investors are important to your business model you may want to answer the FCA’s Call For Input on the Consumer Investments