FCA makes further changes to the new listings rules

The FCA wants to target financial crime activities early to prevent the equivalent of the Great Fire of London. Here are our takeaways.

FCA proposes standard DBS checks to be run on all owners and controllers of financial institutions

Adempi is delighted to announce that Nadine Waya as their fourth partner. Nadine joins from Triple Point Investment Management where she was

As the 31st July deadline looms for closed products implementation and for board sign off on the annual board report, the FCA is publishing

Adempi won the Highly Commended position for Best Legal or Regulatory Adviser to the EIS/SEIS industry at the EIS Association Awards 2024 

The FCA has highlighted how important that senior managers have sufficient UK presence to deliver on their reponsibilities.

Adempi shortlisted at the 2024 EISA Awards

Changes to the FCA firm notification form will improve the process and enable the regulator to act sooner

On March 26th 2024 the FCA published its finalised guidance (FG24/1) regarding financial promotions on social media. This new guidance...

The Consumer Duty update provides details where the FCA found both good and poor practices implementing the Consumer Duty.

An open letter has been penned to the Chancellor criticising the changes to High Net Worth Individual Investor rules and criteria for...