The Financial Conduct Authority (FCA) plays a key role in preventing fraud. In a recent speech they revealed their thoughts on that role.

T he Financial Conduct Authority has granted firms a temporary extension to implement the ‘naming and marketing’ sustainability rules as...

FCA publishes findings of recent review regarding enhanced Appointed Representative rules

FCA makes further changes to the new listings rules

The FCA wants to target financial crime activities early to prevent the equivalent of the Great Fire of London. Here are our takeaways.

FCA proposes standard DBS checks to be run on all owners and controllers of financial institutions

Adempi is delighted to announce that Nadine Waya as their fourth partner. Nadine joins from Triple Point Investment Management where she was

As the 31st July deadline looms for closed products implementation and for board sign off on the annual board report, the FCA is publishing

Adempi won the Highly Commended position for Best Legal or Regulatory Adviser to the EIS/SEIS industry at the EIS Association Awards 2024

The FCA has highlighted how important that senior managers have sufficient UK presence to deliver on their reponsibilities.

Adempi shortlisted at the 2024 EISA Awards

Changes to the FCA firm notification form will improve the process and enable the regulator to act sooner