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Mar 24, 20231 min read
FCA issues metrics update for authorisation timescales
On 21 March 2023 the FCA published an update on its operating service metrics for dealing with various applications, including...


Mar 17, 20231 min read
FCA to collect Treasury’s economic crime levy (Anti-Money Laundering) from July
The Government has introduced an economic crime levy (ECL) to fund its fight against the rise in economic crime and money laundering. The...


Mar 12, 20232 min read
Fast-growing firms review published by FCA
Earlier this month the FCA published a review of its findings and expectations of FCA solo-regulated fast-growing firms. The review was...


Feb 1, 20232 min read
FCA highlights areas of focus for firms implementing the Consumer Duty
Following on from the new Consumer Duty rules and guidance published by the FCA in July 2022 there is now less than six months to go...


Jan 31, 20231 min read
FCA consultation on Section 21 Gateway ends 7th February 2023.
On 6th December 2022 the FCA published consultation (CP22/27) in which it set out its proposal to operate a new gateway for firms who...


Jan 27, 20231 min read
New Financial Resilience Survey for FCA solo-regulated firms.
In October 2022 the FCA published a consultation paper (CP22/19) with proposals to replace the FCA Financial Resilience Survey with a new...


Jan 13, 20231 min read
FCA publishes further discussion paper for the UK PRIIP regime
In response to the growing trend towards online investments and the digital distribution of disclosure the FCA recently published a...


Dec 16, 20221 min read
Changes to FCA Appointed Representative Regime take effect
The FCA recently consulted on changes to protect consumers and address harms across all the sectors where principals and ARs operate....


Dec 8, 20221 min read
Adempi wins "Best Compliance Consultancy" P2P Finance Award
We're thrilled to have won Best Compliance Consultancy at the P2P Finance Awards 2022 held on 6th December. The awards were announced at...


Nov 18, 20222 min read
Sustainable Disclosure Requirements: the FCA aims to provide greater clarity to tackle greenwashing
Last month the FCA published its consultation (CP22/20) on the Sustainability Disclosure Requirements and investment labels for the UK...


Oct 27, 20221 min read
Adempi sponsors "VC Firm of the Year" Award
We're delighted to announce that we are sponsoring the "VC Firm of the Year" Award at this year's Growth Investor Awards. This award...


Oct 5, 20221 min read
New financial resilience return on the horizon
In early October the FCA announced a consultation paper (CP22/19) to replace the current Financial Resilience Survey (formerly “Covid-19...
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