FCA consultation on Section 21 Gateway ends 7th February 2023.
On 6th December 2022 the FCA published consultation (CP22/27) in which it set out its proposal to operate a new gateway for firms who...
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Jan 27, 20231 min read
New Financial Resilience Survey for FCA solo-regulated firms.
In October 2022 the FCA published a consultation paper (CP22/19) with proposals to replace the FCA Financial Resilience Survey with a new...
Jan 13, 20231 min read
FCA publishes further discussion paper for the UK PRIIP regime
In response to the growing trend towards online investments and the digital distribution of disclosure the FCA recently published a...
Dec 16, 20221 min read
Changes to FCA Appointed Representative Regime take effect
The FCA recently consulted on changes to protect consumers and address harms across all the sectors where principals and ARs operate....
Dec 8, 20221 min read
Adempi wins "Best Compliance Consultancy" P2P Finance Award
We're thrilled to have won Best Compliance Consultancy at the P2P Finance Awards 2022 held on 6th December. The awards were announced at...
Nov 18, 20222 min read
Sustainable Disclosure Requirements: the FCA aims to provide greater clarity to tackle greenwashing
Last month the FCA published its consultation (CP22/20) on the Sustainability Disclosure Requirements and investment labels for the UK...
Oct 27, 20221 min read
Adempi sponsors "VC Firm of the Year" Award
We're delighted to announce that we are sponsoring the "VC Firm of the Year" Award at this year's Growth Investor Awards. This award...
Oct 5, 20221 min read
New financial resilience return on the horizon
In early October the FCA announced a consultation paper (CP22/19) to replace the current Financial Resilience Survey (formerly “Covid-19...
Oct 4, 20222 min read
Early insight into FCA's approach to Sustainable Finance
It’s Good Money Week 2022 and he FCA has shared some insights into the disclosure and labelling regimes for sustainable investments
Sep 25, 20221 min read
Broadening access to the Long Term Asset Fund (LTAF),
Last month the Financial Conduct Authority (FCA) launched a consultation paper (CP22/14) on broadening access to the Long Term Asset Fund...
Sep 11, 20223 min read
Consumer Duty: what are the deadlines?
The 4 key Consumer Duty dates and key steps your firm can be taking at each point.
Aug 22, 20222 min read
Dear CEO Letter: Alternatives Supervision Strategy
Earlier this month the FCA updated its supervisory strategy and priorities for firms within its "Alternatives" portfolio in a Dear CEO...
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