top of page

RESOURCES
Events, opinions and information
Search


Applying for S21 Approvals: a VC round table
Did you know that any firm wanting to approve financial promotions for third parties, such as investee companies, must apply to secure a...
Jan 10, 20241 min read


Q2 Authorisations operating service metrics are published
FCA publishes authorisation operating service metrics for Q2 2023
Nov 17, 20231 min read


Review of rules extending SME access to the Financial Ombudsman Service
Review of Rules allowing SME access to the FOS published by the FCA
Oct 26, 20232 min read


FCA makes significant form-filling changes for authorisations
Changes to the design of the FCA Form A
Oct 24, 20232 min read


New and improved Form A is launched
Last week the FCA launched a new version of Form A, one of the most common forms used for Senior Management Function and Controlled...
Oct 6, 20231 min read


Improving the Appointed Representative (AR) Regime with data
Additional data collection by FCA strengthens its approach to the AR Regime
Oct 4, 20232 min read


Adempi recognised as Best Training Provider
Adempi has been recognised as the 'Best Training Provider' in the compliance industry at the Compliance Register Platinum Awards 2023.
Oct 3, 20231 min read


Firms set to receive further FCA Financial Resilience Survey
In order to understand the affect the current financial climate is having on FCA solo-regulated firms the regulator is planning to send...
Sep 28, 20231 min read


FCA launches consultation to boost diversity and inclusion in the financial sector
The FCA and Prudential Regulation Authority (PRA) have today jointly published proposals to introduce a new regulatory framework to...
Sep 25, 20232 min read


Adempi's regulatory advice and training is shortlisted for industry award
Adempi is proud to announce that our regulatory advice and training services have been recognised for their excellence. Following...
Sep 20, 20231 min read


FCA publishes Policy Statement on Financial Promotions Approval Gateway
Gateway for firms who approve financial promotions for unauthorised persons will soon come in to force
Sep 15, 20232 min read


Consultation published regarding social media financial promotions
The FCA recently published a consultation on how its financial promotion requirements apply on social media. The purpose of this...
Jul 21, 20231 min read
bottom of page