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FCA offers firms 4 months' extension to implement sustainability naming rules
T he Financial Conduct Authority has granted firms a temporary extension to implement the ‘naming and marketing’ sustainability rules as...
Sep 18, 20241 min read


Still more to do monitoring Appointed Representatives
FCA publishes findings of recent review regarding enhanced Appointed Representative rules
Sep 16, 20242 min read


Listings rules update
FCA makes further changes to the new listings rules
Sep 15, 20241 min read


FCA announces continued heat on tackling financial crime
The FCA wants to target financial crime activities early to prevent the equivalent of the Great Fire of London. Here are our takeaways.
Sep 8, 20243 min read


Introducing criminal background checks for controllers
FCA proposes standard DBS checks to be run on all owners and controllers of financial institutions
Jul 11, 20242 min read


Nadine Waya joins Adempi Associates
Adempi is delighted to announce that Nadine Waya as their fourth partner. Nadine joins from Triple Point Investment Management where she was
Jul 1, 20242 min read


Countdown to the Consumer Duty 2024
As the 31st July deadline looms for closed products implementation and for board sign off on the annual board report, the FCA is publishing
Jun 26, 20241 min read


Adempi is highly commended at the 2024 EISA Awards
Adempi won the Highly Commended position for Best Legal or Regulatory Adviser to the EIS/SEIS industry at the EIS Association Awards 2024Â
Jun 23, 20241 min read


Senior Manager presence in the UK
The FCA has highlighted how important that senior managers have sufficient UK presence to deliver on their reponsibilities.
Jun 2, 20241 min read


Adempi nominated at the 2024 EISA Awards
Adempi shortlisted at the 2024 EISA Awards
May 30, 20241 min read


Changes to firm notification form (SUP 15)
Changes to the FCA firm notification form will improve the process and enable the regulator to act sooner
May 4, 20241 min read


FCA publishes final guidance on social media financial promotions
On March 26th 2024 the FCA published its finalised guidance (FG24/1) regarding financial promotions on social media. This new guidance...
Mar 28, 20242 min read
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