Senior Manager presence in the UK
The FCA has highlighted how important that senior managers have sufficient UK presence to deliver on their reponsibilities.
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May 301 min read
Adempi nominated at the 2024 EISA Awards
Adempi shortlisted at the 2024 EISA Awards
May 41 min read
Changes to firm notification form (SUP 15)
Changes to the FCA firm notification form will improve the process and enable the regulator to act sooner
Mar 282 min read
FCA publishes final guidance on social media financial promotions
On March 26th 2024 the FCA published its finalised guidance (FG24/1) regarding financial promotions on social media. This new guidance...
Feb 222 min read
Consumer Duty implementation findings
The Consumer Duty update provides details where the FCA found both good and poor practices implementing the Consumer Duty.
Feb 12 min read
A letter to the Chancellor regarding High Net Worth Individual Investor rules
An open letter has been penned to the Chancellor criticising the changes to High Net Worth Individual Investor rules and criteria for...
Jan 101 min read
Applying for S21 Approvals: a VC round table
Did you know that any firm wanting to approve financial promotions for third parties, such as investee companies, must apply to secure a...
Nov 17, 20231 min read
Q2 Authorisations operating service metrics are published
FCA publishes authorisation operating service metrics for Q2 2023
Oct 25, 20232 min read
Review of rules extending SME access to the Financial Ombudsman Service
Review of Rules allowing SME access to the FOS published by the FCA
Oct 23, 20232 min read
FCA makes significant form-filling changes for authorisations
Changes to the design of the FCA Form A
Oct 5, 20231 min read
New and improved Form A is launched
Last week the FCA launched a new version of Form A, one of the most common forms used for Senior Management Function and Controlled...
Oct 3, 20232 min read
Improving the Appointed Representative (AR) Regime with data
Additional data collection by FCA strengthens its approach to the AR Regime
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