The 4 key Consumer Duty dates and key steps your firm can be taking at each point.

Earlier this month the FCA updated its supervisory strategy and priorities for firms within its "Alternatives" portfolio in a Dear CEO...

On 21 July 2022 the Bank of England (BOE), Financial Conduct Authority (FCA) and the Prudential Regulatory Authority (PRA) published a...

On July 20th the UK Government published the Financial Services and Markets Bill (FSMB). The Bill is a major piece of legislation, and...

On 19 July 2022 the Secondary Capital Raising Review (Review) was published, setting out a series of recommendations to the Government,...

Earlier this month the FCA published Policy Statement PS22/11 setting out new rules aimed at improving the Appointed Representatives (AR)...

The FCA have issued a Dear CEO letter to firms in the alternative investment sector outlining their view of the main risks of harm that...

The FCA issued the final rules on the new Consumer Duty on 27 July 2022 in PS22/9: A New Consumer Duty. In a press release issued by the...

The FCA has released its policy statement on High-Risk Investments (PS22/10) which the FCA has framed in its press release as a 'clamp down

Adempi is delighted to announce that Emily Fuller has become a partner in Adempi, taking on the role of Head of Operations and Projects....

Earlier this month the Financial Conduct Authority (FCA) recently published a Dear CEO letter encouraging lenders to support their...

The FCA has recently announced that the unique six-digit Firm Reference Numbers (FRNs) to identify firms and Product Reference Numbers...