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FCA publishes Policy Statement on Financial Promotions Approval Gateway
Gateway for firms who approve financial promotions for unauthorised persons will soon come in to force
Sep 14, 20232 min read


Consultation published regarding social media financial promotions
The FCA recently published a consultation on how its financial promotion requirements apply on social media. The purpose of this...
Jul 20, 20231 min read


Anti-greenwashing rules delayed to Q4 2023
The FCA has delayed the SDR Policy Statement, buying firms another valuable few months until the anti-greenwashing rule goes live.
Jul 18, 20231 min read


Asset managers criticised over liquidity management
Following its Liquidity Management multi-firm review the FCA has found that firms need to increase their focus on liquidity risk, as...
Jul 6, 20232 min read


Retail and pensions access to Long Term Asset Funds is widened
New rules are announced by the FCA to allow retail and pensions access to Long Term Asset Funds
Jul 2, 20232 min read


Crypto assets marketing regime is confirmed
The FCA has recently announced the rules for making financial promotions of crypto assets to consumers in Policy Statement 23/6 Crypto...
Jun 30, 20231 min read


One month to go until Consumer Duty
There's just one month to go until the implementation of the Consumer Duty on 31st July 2023. Firms are reminded to be ready.
Jun 29, 20231 min read


Adempi a finalist in the EISA Awards 2023
We are thrilled that Adempi has been shortlisted as 'Best EIS/SEIS Legal/Regulatory Adviser' in this year's EIS Association Awards
Jun 12, 20232 min read


Amending the ban on incentives for high risk investments
The FCA have recently announced that they are consulting on minor amendments to the ban on offering retail clients incentives to invest...
Jun 11, 20231 min read


FCA policy statement on financial promotion rules for cryptoassets
On 8th June the FCA announced that the financial promotions regime will apply to crypto assets from 8th October 2023. Rules were also...
Jun 8, 20231 min read


Consultation Paper launched to improve protection for borrowers in financial difficulty
On 25th May 2023 the FCA published a Consultation Paper (CP23/13) setting out its plans to remove the current Tailored Support Guidance...
May 31, 20231 min read


The rise of the fin-fluencer – financial educators or risk promoters
It’s hardly surprising in the current digital age of social media apps such as Tik-Tok, YouTube Instagram and Twitter that the rise of...
May 25, 20232 min read
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