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Jul 8, 20211 min read
P2P Investing Summit 2021
We're delighted to confirm that our co-founder Dena Chadderton will be appearing at the P2P Investing Summit next week, organised by Peer-to
Jul 7, 20211 min read
Diversity consultation from FCA and PRA
Much more needs to be done to create a truly diverse and inclusive financial services sector according to the UK regulators, FCA and PRA....
Jul 5, 20211 min read
Good governance in the hybrid workplace
Adempi's guide on Governance for the Hybrid Workplace is the second of our three free guides for FCA-regulated firms returning to the office
Jun 30, 20211 min read
Implementation of Investment Firms Prudential Regime
Implementation of the IFPR: Policy Statement PS21/6
Jun 29, 20211 min read
Host fund managers fall short of FCA expectations
The FCA has released the outcome of its review of managers of authorised funds who delegate investment management to a third party.
Jun 14, 20212 min read
Planning a partial return to the office?
Adempi’s guides raise the lid on what FCA regulated firms need to consider in managing a more dispersed workforce than ever before.
Jun 8, 20211 min read
EU 6th Money Laundering Directive comes into force
The 6th Money Laundering Directive became law in EU states on 3rd June 2021. The UK decided not to implement the changes, as it believes...
Jun 2, 20212 min read
New treatment for venture capital investments?
Venture capital investments may also be re-classified as speculative illiquid securities which would signal an end to retail investment.
Jun 1, 20211 min read
The rise in scams and the threat to a legitimate financial services industry
In May, Mr Steward (FCA Executive Director of Enforcement and Market Oversight) spoke at the City & Financial Global - FCA Investigations...
Apr 30, 20211 min read
Key changes arising from IFPR | webinar
In our webinar on 27 April 2021, Adempi will be exploring the key changes form the new Investment Firm Prudential Regime (IFPR), due to
Apr 29, 20212 min read
Addressing the harm from 'high risk investments'
DP21/1 sets out proposals that seek to make it harder for retail investors to invest in 'high risk investments'.
Apr 26, 20212 min read
3 Lessons from the Treasury’s LCF statement
Three aspects of the LCF case struck a chord with Treasury and may be a useful reminder to regulated firms
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