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What ESG information can advisers expect of EIS, VCT and BR Managers?
With the increasing public awareness of environmental issues and climate change, investors now want tax-advantaged investments with an...
May 24, 20221 min read


Sustainable Investment Jargon Buster
ESG, Impact Investment, Sustainable... there are so many new phrases and ideas emerging in the investment arena but what do they all...
May 23, 20221 min read


Adempi joins UKSIF
We are delighted to announce we've become a member of UKSIF (The UK Sustainable Investment and Finance Association). UKSIF is a...
May 4, 20221 min read


Critical issues in financial services
On 26th April the FCA published a wide-ranging speech given by its CEO Nikhil Rathi during City Week 2022, in which he highlighted the...
May 2, 20221 min read


KIDs are finally changing
The long-awaited update to the Packaged Retail and Insurance-based Investment Product (“PRIIPs) rules has arrived. Earlier this month the...
Mar 28, 20221 min read


Tackling harm in the consumer investment market
The FCA has taken decisive action to prevent harm in the consumer investment market and earlier this month revealed in its Consumer...
Mar 15, 20221 min read


FCA publishes guidance to firms seeking to limit their liabilities
The FCA has warned firms using company or insolvency law to manage their liabilities that they could face regulatory action if their...
Mar 11, 20221 min read


Four "Buy-Now-Pay-Later" firms agree to change ‘potentially unfair terms’ for customers
The FCA has enforced fairness and transparency of contract terms of the Buy Now Pay Later sector despite not regulating the sector.
Mar 10, 20221 min read


Diving deeper into impact and ESG: a webinar for VC and PE managers
ESG, sustainability and impact investment can be seen across VC and PE managers’ marketing materials but once you’ve positioned your fund...
Mar 4, 20221 min read


Webinar - Toxic Behaviour: the FCA view
Non-financial misconduct is arguably a harder area to navigate than other areas of misconduct but increasingly it attracts scrutiny from...
Feb 23, 20221 min read


Financial promotions and unlisted investments webinar
Join us for a webinar on March 1st when we'll be reviewing the proposed changes to financial promotions for unlisted investment,...
Feb 21, 20221 min read


Guidance provided by FCA appointing heads of compliance and MLROs
The FCA has recently issued guidance for authorised and registered firms regarding the roles of heads of compliance and money laundering...
Feb 3, 20222 min read
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