The long-awaited update to the Packaged Retail and Insurance-based Investment Product (“PRIIPs) rules has arrived. Earlier this month the...

The FCA has taken decisive action to prevent harm in the consumer investment market and earlier this month revealed in its Consumer...

The FCA has warned firms using company or insolvency law to manage their liabilities that they could face regulatory action if their...

The FCA has enforced fairness and transparency of contract terms of the Buy Now Pay Later sector despite not regulating the sector.

ESG, sustainability and impact investment can be seen across VC and PE managers’ marketing materials but once you’ve positioned your fund...

Non-financial misconduct is arguably a harder area to navigate than other areas of misconduct but increasingly it attracts scrutiny from...

Join us for a webinar on March 1st when we'll be reviewing the proposed changes to financial promotions for unlisted investment,...

The FCA has recently issued guidance for authorised and registered firms regarding the roles of heads of compliance and money laundering...

On 7 December 2021, the FCA published its second Consultation Paper (CP21/36) on introducing a new Consumer Duty. This follows its...

A simpler structure for authorisation applications has been announced, along with an overall increase in the cost of submitting.

On 22nd December 2021 the FCA announced it will fine hedge fund BlueCrest Capital Management (UK) LLP for conflict of interest failings....

Earlier this month the FCA published its Consultation Paper (CP21/34) on improving the Appointed Representative (AR) regime....