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Retail and pensions access to Long Term Asset Funds is widened
New rules are announced by the FCA to allow retail and pensions access to Long Term Asset Funds
Jul 2, 20232 min read


Crypto assets marketing regime is confirmed
The FCA has recently announced the rules for making financial promotions of crypto assets to consumers in Policy Statement 23/6 Crypto...
Jun 30, 20231 min read


One month to go until Consumer Duty
There's just one month to go until the implementation of the Consumer Duty on 31st July 2023. Firms are reminded to be ready.
Jun 29, 20231 min read


Adempi a finalist in the EISA Awards 2023
We are thrilled that Adempi has been shortlisted as 'Best EIS/SEIS Legal/Regulatory Adviser' in this year's EIS Association Awards
Jun 12, 20232 min read


Amending the ban on incentives for high risk investments
The FCA have recently announced that they are consulting on minor amendments to the ban on offering retail clients incentives to invest...
Jun 11, 20231 min read


FCA policy statement on financial promotion rules for cryptoassets
On 8th June the FCA announced that the financial promotions regime will apply to crypto assets from 8th October 2023. Rules were also...
Jun 8, 20231 min read


Consultation Paper launched to improve protection for borrowers in financial difficulty
On 25th May 2023 the FCA published a Consultation Paper (CP23/13) setting out its plans to remove the current Tailored Support Guidance...
May 31, 20231 min read


The rise of the fin-fluencer – financial educators or risk promoters
It’s hardly surprising in the current digital age of social media apps such as Tik-Tok, YouTube Instagram and Twitter that the rise of...
May 25, 20232 min read


Directors convicted in Collateral fraud case
Following a 5 week trial the two founders (Peter and Andrew Currie) of Collateral UK have been convicted of both fraud and money...
May 23, 20231 min read


Steps to improve whistleblower confidence announced by the FCA
This week the FCA set out the actions it will take in order to improve the confidence of whistleblowers. This follows a qualitative...
May 4, 20231 min read


New "failure to prevent fraud" offence announced for large UK organisations
The UK government has recently published further details on the new ‘failure to prevent fraud’ offence in which organisations will now be...
Apr 26, 20232 min read


Innovation, artificial intelligence and the future of financial regulation
Last week the FCA published the speech by Jessica Rusu, their Chief Data, Information and Intelligence Officer, delivered to delegates...
Apr 20, 20232 min read
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