Nov 12, 20211 min readShortlisted for the AltFi Awards 2021We're delighted to be nominated as Advisory Firm Of The Year 2021 at the forthcoming AltFi Awards 2021. Now in their 8th year, these...
Nov 10, 20211 min readWinners announced of the 2021 Growth Investor Awards The results of the 2021 Growth Investor Awards were announced at a black-tie ceremony at the Hilton London on Park Lane Hotel on 9th...
Jul 14, 20211 min readShortlisted for a Venture Capital awardWe simply love working with venture capital firms. So, it's a delight to be shortlisted for Best EIS Legal or Regulatory Adviser
Jul 8, 20211 min readP2P Investing Summit 2021We're delighted to confirm that our co-founder Dena Chadderton will be appearing at the P2P Investing Summit next week, organised by Peer-to
Jan 28, 20211 min readAdvising on business relief opportunities Assessing business relief opportunities can be a complex business. Individuals often approach financial advisers to guide them on the...
Jan 22, 20212 min read'Use it or lose it': the permissions review n January this year the FCA warned firms of their “use it or lose it” policy. This reminded firms that the FCA could cancel the...
Jan 7, 20211 min readConsultation Paper: New Prudential Regime for Investment FirmsThe much-awaited consultation paper on the new UK Investment Firm Prudential Regime (IFPR), was released in December. Full details can be fo
Dec 16, 20202 min readConfirmation of the ban on the marketing of speculative illiquid securitiesIt will be no great surprise that the FCA has confirmed that the existing temporary ban on speculative illiquid securities will be made...
Nov 5, 20201 min readForbearance in the face of a pandemicThe FCA continues to focus on the consumer credit market in light of the ongoing pandemic and the effect it is having on retail borrowers....
Nov 2, 20201 min readConsumer Investments Market: a round tableTuesday 9 November @ 10am Via Zoom Register here: https://us02web.zoom.us/meeting/register/tZ0oc-6urz0vEtcUb4OgFAyngItbgRQFzDFl If retail...
Oct 28, 20201 min readAdempi wins Best Regulatory or Legal AdviserWe are absolutely delighted to have been selected as this year's winners of the Best Regulatory or Legal Adviser to the EIS and SEIS...
Oct 4, 20201 min readAdempi makes the 2020 P2P Power 50Each year Peer2Peer Finance News pulls together the list of individuals that have had helped to shape the peer-to-peer lending (P2P)...
Oct 1, 20202 min readPost-Brexit clarity is one step closerWith the transition period coming to a close and no certainty of any form of agreement, both the FCA and firms have had their work cut...
Sep 22, 20201 min readFCA launches the RegData platformThe transition of firms from Gabriel to RegData begins in October 2020. Firms will be moved in tranches to the new regulatory reporting syst
Aug 19, 20201 min readAdempi sponsors Growth Investor Awards 2020Adempi returns as a sponsor of the 2020 Growth Investor Awards and will be sponsoring the award for Most Impactful Investment.
Aug 4, 20202 min readThe KIDS (still) aren’t alrightKey Information Documents, KIDs, have been the source of much controversy. Now for the UK it seems that the tide is turning.
Jun 18, 20203 min readHere To Stay? Speculative Illiquid Security rules to be made permanentthe FCA has published the consultation extending the ban on speculative illiquid securities. This is so that the temporary intervention whi
May 29, 20201 min readWill the gap close? Safeguarding vs holding client moneymore focus is being placed on an area that has needed looking at for some time: the difference between the CASS and the safeguarding rules
May 6, 20201 min readRegulatory reporting during lockdownThe FCA has updated the list of regulatory reports which they are willing to delay. Usefully for many this incluses the CASS audit...
May 1, 20201 min readCould conduct risk be amplified during lockdown?We'll look at the ability of individuals to cause harm to its customers, the role of culture in managing this risk and the impact of the Sen
