On 7 December 2021, the FCA published its second Consultation Paper (CP21/36) on introducing a new Consumer Duty. This follows its...

A simpler structure for authorisation applications has been announced, along with an overall increase in the cost of submitting.

On 22nd December 2021 the FCA announced it will fine hedge fund BlueCrest Capital Management (UK) LLP for conflict of interest failings....

Earlier this month the FCA published its Consultation Paper (CP21/34) on improving the Appointed Representative (AR) regime....

This month the Appointed Representative regime is under scrutiny with both the FCA and HMT exploring what changes might be needed. The...

We're delighted to be nominated as Advisory Firm Of The Year 2021 at the forthcoming AltFi Awards 2021. Now in their 8th year, these...

The results of the 2021 Growth Investor Awards were announced at a black-tie ceremony at the Hilton London on Park Lane Hotel on 9th...

To coincide with COP26 Finance Day the FCA recently published a Discussion Paper on Sustainability Disclosure Requirements and Investment...

On November 1st the FCA set out its latest planned Regulatory Initiatives Grid for the next 24 month period, as set out by the Financial...

Adempi returns as sponsor of the award for Most Impactful Investment at the Growth Investor Awards 2021

In July the FCA and PRA (Prudential Regulation Authority) published a joint Discussion Paper (DP) aimed at further increasing rapid and...

The FCA has recently published a new consumer investment strategy aimed at giving consumers more confidence to invest, whilst supported...