ESG, sustainability and impact investment can be seen across VC and PE managers’ marketing materials but once you’ve positioned your fund...

Non-financial misconduct is arguably a harder area to navigate than other areas of misconduct but increasingly it attracts scrutiny from...

Join us for a webinar on March 1st when we'll be reviewing the proposed changes to financial promotions for unlisted investment,...

The FCA has recently issued guidance for authorised and registered firms regarding the roles of heads of compliance and money laundering...

On 7 December 2021, the FCA published its second Consultation Paper (CP21/36) on introducing a new Consumer Duty. This follows its...

A simpler structure for authorisation applications has been announced, along with an overall increase in the cost of submitting.

On 22nd December 2021 the FCA announced it will fine hedge fund BlueCrest Capital Management (UK) LLP for conflict of interest failings....

Earlier this month the FCA published its Consultation Paper (CP21/34) on improving the Appointed Representative (AR) regime....

This month the Appointed Representative regime is under scrutiny with both the FCA and HMT exploring what changes might be needed. The...

We're delighted to be nominated as Advisory Firm Of The Year 2021 at the forthcoming AltFi Awards 2021. Now in their 8th year, these...

The results of the 2021 Growth Investor Awards were announced at a black-tie ceremony at the Hilton London on Park Lane Hotel on 9th...

To coincide with COP26 Finance Day the FCA recently published a Discussion Paper on Sustainability Disclosure Requirements and Investment...