Mar 282 minFCA publishes final guidance on social media financial promotionsOn March 26th 2024 the FCA published its finalised guidance (FG24/1) regarding financial promotions on social media. This new guidance...
Feb 222 minConsumer Duty implementation findingsThe Consumer Duty update provides details where the FCA found both good and poor practices implementing the Consumer Duty.
Feb 12 minA letter to the Chancellor regarding High Net Worth Individual Investor rulesAn open letter has been penned to the Chancellor criticising the changes to High Net Worth Individual Investor rules and criteria for...
Jan 101 minApplying for S21 Approvals: a VC round tableDid you know that any firm wanting to approve financial promotions for third parties, such as investee companies, must apply to secure a...
Nov 17, 20231 minQ2 Authorisations operating service metrics are publishedFCA publishes authorisation operating service metrics for Q2 2023
Oct 26, 20232 minReview of rules extending SME access to the Financial Ombudsman ServiceReview of Rules allowing SME access to the FOS published by the FCA
Oct 24, 20232 minFCA makes significant form-filling changes for authorisationsChanges to the design of the FCA Form A
Oct 6, 20231 minNew and improved Form A is launchedLast week the FCA launched a new version of Form A, one of the most common forms used for Senior Management Function and Controlled...
Oct 4, 20232 minImproving the Appointed Representative (AR) Regime with dataAdditional data collection by FCA strengthens its approach to the AR Regime